-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RzuSSgTeXqwDq2WMlSoCbssTPPAHnHTVwVIuDopckWvl3O3JtDDbbsMvZu35C64b 381mK1mgcKK+GKqiQQNKMg== 0000927016-96-000028.txt : 19960216 0000927016-96-000028.hdr.sgml : 19960216 ACCESSION NUMBER: 0000927016-96-000028 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HELIX TECHNOLOGY CORP CENTRAL INDEX KEY: 0000046709 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 042423640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-17577 FILM NUMBER: 96519295 BUSINESS ADDRESS: STREET 1: NINE HAMPSHIRE STREET STREET 2: NINE HAMPSHIRE ST CITY: MANSFIELD STATE: MA ZIP: 02048 BUSINESS PHONE: 5083375111 MAIL ADDRESS: STREET 1: NINE HAMPSHIRE STREET CITY: MANSFIELD STATE: MA ZIP: 02048 FORMER COMPANY: FORMER CONFORMED NAME: CRYOGENIC TECHNOLOGY INC DATE OF NAME CHANGE: 19760707 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEMORIAL DRIVE TRUST CENTRAL INDEX KEY: 0000901505 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 20 ACORN PARK CITY: CAMBRIDGE STATE: MA ZIP: 02149 BUSINESS PHONE: 6172342200 SC 13G/A 1 AMENDMENT NO. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)/1// HELIX TECHNOLOGY CORPORATION ---------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 par value per share ---------------------------------------------------------------------- (Title or Class of Securities) 423319-10-2 ---------------------------------------------------------------------- (CUSIP Number) Check the following box if fee is being paid with this statement: [_] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) - ------------------------------ /1//The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 423319-10-2 13G PAGE 2 of 5 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS 1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Memorial Drive Trust #04-2272266 Plan #001 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (See Instructions) (a) [_] N/A (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 125 CambridgePark Drive, 6th Floor Cambridge, MA 02140 - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,530,400 (See Item 4(a)) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,530,400 (See Item 4(a)) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,530,400 (See Item 4(a)) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (See Instructions) [_] N/A - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 15.7% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 12 EP - ------------------------------------------------------------------------------ CUSIP NO. 423319-10-2 13G PAGE 3 of 5 Pages ITEM 1(a). NAME OF ISSUER: Helix Technology Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 9 Hampshire Street Mansfield, MA 02048 ITEM 2(a). NAME OF PERSON FILING: Memorial Drive Trust ("MDT") ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 125 CambridgePark Drive 6th Floor Cambridge, MA 02140 ITEM 2(c). PLACE OF ORGANIZATION: Massachusetts ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $1.00 par value ITEM 2(e). CUSIP NUMBER: 423319-10-2 CUSIP NO. 423319-10-2 13G PAGE 4 of 5 Pages ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [_] Broker or dealer registered under Section 15 of the Act. (b) [_] Bank as defined in Section 3(a)(6) of the Act. (c) [_] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [_] Investment Company registered under Section 8 of the Investment Company Act. (e) [_] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [X] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F). (g) [_] Parent Holding Company, in accordance with Rule 13d-1(b) (1)(ii)(G); see Item 7. (h) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). ITEM 4. OWNERSHIP: (a) Amount beneficially owned: 1,530,400 shares (Does not include 4,950 shares and 4,000 exercisable options owned by R. Schorr Berman and 1,800 shares owned by the Acorn Trust. Mr. Berman is the Administrator and Chief Executive Officer of the Reporting Person and a trustee of the Acorn Trust. The Reporting Person disclaims beneficial ownership of the shares owned by Mr. Berman and the Acorn Trust.) (b) Percent of class: 15.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,530,400 shares (See Item 4(a) above) (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 1,530,400 shares (See Item 4(a) above) (iv) Shared power to dispose or to direct the disposition of: None ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. CUSIP NO. 423319-10-2 13G PAGE 5 of 5 Pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1996 ------------------------------------ (Date) /s/ R. Schorr Berman ------------------------------------ Administrator and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----